About the Role

JCW Group has partnered with a leading international bank to hire an Associate Director of Financial Control for its US broker-dealer business. This is a high-visibility role within a large team, where you will own the financial reporting and SOX reporting processes for the broker-dealer entity. This is an excellent opportunity for someone from a large banking environment looking to bring best practices and market knowledge to help elevate a growing function.

Responsibilities

• Manage the end-to-end financial reporting process for the US broker-dealer entity, regulated by the SEC and FINRA.
• Oversee SOX reporting and ensure compliance with all internal control requirements.
• Compile and prepare complete financial statements for external audit and delivery to all key stakeholders.
• Partner cross-functionally with international and offshore teams supporting day-to-day production work.

Qualifications

• 7 to 12 years of experience in financial reporting within a large banking institution.
• Proven experience managing financial reporting and SOX reporting processes.
• Strong working knowledge of US GAAP and IFRS.
• Experience working with global or offshore teams is highly desirable.
• CPA is not required but preferred.

Joseph DeFeciani specializes in partnering with audit and finance professionals at leading organizations nationwide. For more information, please contact Joey at [email protected].