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Risk & Controls Lead Consultant

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Posted: 14/08/2026
Location: New York, - None Specified -
Job type: Contract

The Role

A global financial institution’s Volcker Compliance Program is seeking an experienced Risk & Controls contractor to help rebuild and drive forward a workstream that has stalled for several months. This is a hands-on individual-contributor role covering control inventories, sign-off/approval processes, and supporting documentation — working closely with the program lead and a small, lean team. The team previously operated with a much larger consulting presence that has since been wound down, so this role carries real ownership and visibility from day one.

Key Responsibilities

  • Build out and roll out control inventories across the Volcker program, ensuring controls are properly captured in systems.
  • Manage sign-off and approval workflows for controls with relevant stakeholders.
  • Own documentation deliverables: policy updates, procedure updates, and KPI/metrics reporting.
  • Bring process rigor to a program area that has lacked dedicated resourcing — prior Volcker-specific knowledge is not required, as the specifics are learned on the job.
  • Partner with the program lead and wider finance/compliance stakeholders to get the workstream back on track.

Candidate Profile

  • 5–10 years of relevant experience (5 years minimum), ideally at VP or Director level.
  • Strong background in risk and controls: control inventory build-out, systems entry, and sign-off/approval processes.
  • Regulatory compliance experience; prior Volcker Rule exposure is a plus but not essential.
  • Strong documentation skills — comfortable owning policies, procedures, and metrics/KPI reporting.
  • Process-oriented mindset; able to operate with autonomy in an under-resourced, high-visibility environment.
  • No SQL or deep technical/data skills required.
  • Based in or able to commute to New York, NY (1–2 days per week on-site).

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